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HALF-YEAR REPORT 2016

Statutory Disclosure

/ 127

Interests of Substantial Shareholders

As at 30 June 2016, substantial shareholders of the Company (other than directors of the Company) who had

interests or short positions in the shares or underlying shares of the Company which would fall to be disclosed

to the Company under the provisions of Divisions 2 and 3 of Part XV of the SFO, or which were recorded in

the register required to be kept by the Company under section 336 of the SFO, or which were notified to the

Company, were as follows:

Name

Nature of interest/capacity

Number of

ordinary

shares held

Approximate

percentage

to the total

number of

issued shares

CITIC Group Corporation

(“CITIC Group”)

(Note 1)

Interests in a controlled corporation

and interests in a section 317

concert party agreement

26,055,943,755

(Long position)

89.57%

(Long position)

CITIC Glory Limited

(“CITIC Glory”)

(Note 2)

Beneficial owner

7,446,906,755

(Long position)

25.60%

(Long position)

CITIC Polaris Limited

(“CITIC Polaris”)

(Note 3)

Beneficial owner and interests

in a section 317 concert party

agreement

18,609,037,000

(Long position)

63.97%

(Long position)

Chia Tai Bright Investment

Company Limited

(“CT Bright”)

(Note 4)

Beneficial owner and interests

in a section 317 concert party

agreement

22,728,222,755

(Long position)

5,818,053,363

(Short position)

78.13%

(Long position)

20.00%

(Short position)

CT Brilliant Investment Holdings

Limited (“CT Brilliant”)

(Note 5)

Interests in a controlled corporation

and interests in a section 317

concert party agreement

22,728,222,755

(Long position)

5,818,053,363

(Short position)

78.13%

(Long position)

20.00%

(Short position)

Charoen Pokphand Group

Company Limited (“CPG”)

(Note 6)

Interests in a controlled corporation

and interests in a section 317

concert party agreement

22,728,222,755

(Long position)

5,818,053,363

(Short position)

78.13%

(Long position)

20.00%

(Short position)

ITOCHU Corporation

(“ITOCHU”)

(Note 7)

Interests in a controlled corporation

and interests in a section 317

concert party agreement

22,728,222,755

(Long position)

5,818,053,363

(Short position)

78.13%

(Long position)

20.00%

(Short position)